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Broking Operation Technical Level : 2

  • 1 Step

Course Overview

Master the Post-Trade Operations That Keep Broking Running Smoothly Fee: ₹5,000 Duration: 4 Weeks | Fixed-paced Category: Advanced Certification: Marksheet + Certificate Course Overview This course builds deep operational knowledge in clearing & settlement, margin reporting, and exposure tracking. Learn how to interface with clearing corporations, DPs, custodians, and the risk team to avoid penalties. Key Topics - T+1 settlement process & clearing corporation roles - Margin collection & peak margin rules - Risk monitoring, exposure limits, auction risk - File formats: margin, trade, payout, UCC - Auto square-off, blocked positions, margin shortfall - NSE/BSE/MCX compliance calendar - Daily RMS checklist and coordination across departments Who Should Take This - Back-office staff, RMS teams, trade ops - Clearing & compliance desk executives - Brokers seeking clearing membership

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