Course Overview
Execute, Maintain & Comply With Daily Depository Tasks in NSDL/CDSL Environments Fee: ₹5,000 Duration: 4 Weeks | Fixed-paced Category: Advanced (Operations) Certification: Marksheet + Certificate Course Overview This course trains professionals on the day-to-day operational aspects of working at a Depository Participant or brokerage firm. Learn the processes, file formats, compliance calendars, and client interaction techniques used in demat services. Key Topics - Demat account opening: KYC norms, In-Person Verification (IPV) - Power of Attorney (PoA), DIS slip process, eDIS & TPIN - Pledge/unpledge & margin pledging under new SEBI rules - Corporate actions processing: bonus, rights, splits - CDSL/NSDL file formats: POA, holdings, client master, freeze - Reconciliation with exchange and clearing corp - Risk management & reporting obligations for DPs - Grievance handling, audit prep, NSDL/CDSL inspections Who Should Take This - Back-office executives at DPs or brokers - RMS staff and compliance managers - Franchise & branch staff handling client servicing