Course Overview
Understand the Legal & Regulatory Framework that Governs MF Industry Fee: ₹5,000 Duration: 3 Weeks | Fixed-paced Category: Regulatory/Advanced Certification: Marksheet + Certificate Course Overview This legal-focused course demystifies the regulatory side of mutual funds, including the SEBI (MF) Regulations, 1996. Understand legal definitions, AMC/trustee responsibilities, and client protection mandates. Key Topics - SEBI (Mutual Funds) Regulations overview - Role of AMC, sponsor, trustee, and custodian - Investor protection rules & disclosure norms - Insider trading, front running, code of conduct - Recent SEBI circulars: TER cap, benchmarking, clawback - Legal actions, penalties, and redressal procedures - Compliance checklists for AMCs and distributors Who Should Take This - Legal & compliance officers in MF industry - Finance law students, NISM advanced learners - Regulatory reporting & audit teams