Course Overview
Lead a Broking Desk Efficiently With Full Operational Control Fee: ₹5,000 Duration: 4 Weeks | Fixed-paced Category: Advanced Certification: Marksheet + Certificate Course Overview This is the senior-most operations course, training managers to lead broking operations with confidence. Focuses on SEBI reporting, internal audits, cross-team coordination, and risk avoidance systems. Key Topics - SEBI/Exchange audits & reporting templates - Margin vs exposure vs ledger reconciliation - Handling surveillance alerts, penalty notices - CTCL ID management, algo approvals, branch controls - Inter-departmental ops: RMS, tech, client servicing - Designing internal SOPs, MIS, and regulatory calendars - Preparing for exchange inspections Who Should Take This - Ops heads, senior RMS & compliance managers - Branch managers and franchise support teams - Internal audit staff in broking